| 1 | | Chief Compliance Officer Asia | N/A |  HK | | | N/A | Manulife | N/A | Toronto, Ontario, Canada | Financial Services | Toronto, Ontario, Canada | +1 4162243535 |
| 2 | | General Counsel and Chief Compliance Officer | N/A | HK | | | N/A | Zuellig Pharma | N/A | Singapore, Singapore | Law Practice | Singapore, Singapore | +65 6565468188 |
| 3 | | Chief Compliance Officer | N/A | HK | N/A | | N/A | Dupont | N/A | Wilmington, Delaware, United States | Chemicals | Wilmington, Delaware, United States | +1 8005548662 |
| 4 | | General Counsel and Chief Compliance Officer | N/A | HK | N/A | | N/A | Phoenix Property Investors | N/A | Central, Central And Western District, Hong Kong | N/A | N/A | +852 25893600 |
| 5 | | Vp, Chief Compliance Officer | N/A | HK | N/A | | N/A | Citrix | N/A | Fort Lauderdale, Florida, United States | Computer Software | Fort Lauderdale, Florida, United States | +1 9542673000 |
| 6 | | General Secretary and Chief Compliance Officer | N/A | HK | N/A | | N/A | Arkadin | N/A | Paris, Île-De-France, France | Telecommunications | Paris, Île-De-France, France | +1 8665511432 |
| 7 | | Chief Compliance Officer | N/A | HK | N/A | | N/A | Vtech | N/A | Tigard, Oregon, United States | Telecommunications | Tigard, Oregon, United States | +1 5035961200 |
| 8 | | Chief Compliance Officer Asia Pacific | N/A | HK | N/A | | N/A | Morgan Stanley | N/A | New York, New York, United States | Investment Banking | New York, New York, United States | +1 8884540555 |
| 9 | | Deputy Chief Compliance Officer Asia | N/A | HK | N/A | | N/A | Manulife | N/A | Toronto, Ontario, Canada | N/A | Toronto, Ontario, Canada | +1 4162243535 |
| 10 | | Chief Financial Officer and Chief Compliance Officer | N/A | HK | | N/A | N/A | Hedge Fund | N/A | N/A | Investment Management | N/A | N/A |
| 11 | | Chief Compliance Officer Asia Pacific | N/A | HK | | | N/A | Fidelity International | N/A | London, London, United Kingdom | Financial Services | London, London, United Kingdom | +44 3333003350 |
| 12 | | General Counsel and Chief Compliance Officer | N/A | HK | | | N/A | Serenity Capital | N/A | Geneve, Switzerland | Law Practice | N/A | N/A |
| 13 | | Chief Compliance Officer, Asia Pacific | N/A | HK | | N/A | N/A | Fidelity International | N/A | London, London, United Kingdom | Investment Management | London, London, United Kingdom | +44 3333003350 |
| 14 | | Chief Compliance Officer- Asia Pacific | N/A | HK | | | N/A | Fresenius Medical Care | N/A | Bad Homburg, Hessen, Germany | Medical Devices | N/A | +49 61726080 |
| 15 | | Chief Compliance Officer | N/A | HK | | N/A | N/A | Citadel | N/A | N/A | Capital Markets | N/A | N/A |
| 16 | | Group Chief Compliance Officer | N/A | HK | | N/A | N/A | Bolttech | N/A | N/A | Insurance | N/A | N/A |
| 17 | | Group Chief Compliance Officer | N/A | HK | | N/A | N/A | Li & Fung | N/A | N/A | Executive Office | N/A | N/A |
| 18 | | Chief Compliance Officer | N/A | HK | | N/A | N/A | China Construction Bank (Asia) Corporation Limited | N/A | Hong Kong | Banking | N/A | +852 37182288 |
| 19 | | Chief Compliance Officer | N/A | HK | | | N/A | Ping An Oneconnect Bank | N/A | N/A | Banking | N/A | N/A |
| 20 | | Global Chief Compliance Officer | N/A | HK | | N/A | N/A | Chubb Life | N/A | Columbia, South Carolina, United States | Insurance | Columbia, South Carolina, United States | N/A |