| 1 | | Chief Compliance Officer and Chief Operating Officer | toronto |  CA | | | +16474043424 | Stonebridge Financial Corporation | +16474043424 | Toronto, Ontario, Canada | Financial Services | Toronto, Ontario, Canada | N/A |
| 2 | | Chief Compliance Officer | toronto | CA | | | N/A | Greensky Capital Inc. | N/A | Toronto, Ontario, Canada | Law Practice | Toronto, Ontario, Canada | N/A |
| 3 | | Chief Compliance Officer and Chief Financial Officer | toronto | CA | | | N/A | Periscope Capital | N/A | Toronto, Ontario, Canada | Accounting | Toronto, Ontario, Canada | N/A |
| 4 | | Chief Financial Officer, Chief Compliance Officer, Corporate Secretary and Director | vancouver | CA | | | N/A | Penderfund Capital Management | N/A | Vancouver, British Columbia, Canada | Financial Services | Vancouver, British Columbia, Canada | N/A |
| 5 | | Chief Compliance Officer and Chief Financial Officer | toronto | CA | | | N/A | Algonquin Capital | N/A | Toronto, Ontario, Canada | Financial Services | Toronto, Ontario, Canada | N/A |
| 6 | | Chief Legal Officer, Chief Compliance Officer and Chief Risk Officer | toronto | CA | | | N/A | Capital One | N/A | Mclean, Virginia, United States | Law Practice | Mclean, Virginia, United States | +1 8888104013 |
| 7 | | Chief Compliance Officer | toronto | CA | | | N/A | Gmp Securities | N/A | Toronto, Ontario, Canada | Capital Markets | Toronto, Ontario, Canada | N/A |
| 8 | | Chief Compliance Officer | toronto | CA | | | N/A | Waypoint Investment Partners | N/A | Toronto, Ontario, Canada | Investment Management | Toronto, Ontario, Canada | N/A |
| 9 | | Chief Compliance Officer | ottawa | CA | | | N/A | Dynamo Playgrounds | N/A | Ontario, Canada | Recreational Facilities and Services | N/A | N/A |
| 10 | | Senior Director, Legal Affairs and Chief Compliance Officer at Ivanhoã Cambridge | montréal | CA | | | N/A | Ivanhoé Cambridge | N/A | Montréal, Quebec, Canada | Law Practice | N/A | +1 5148417600 |
| 11 | | Head of Risk and Compliance, Chief Compliance Officer | montréal | CA | | | N/A | Presima Inc. | N/A | Montréal, Quebec, Canada | Investment Management | N/A | N/A |
| 12 | | Chief Compliance Officer | toronto | CA | | | N/A | Portland Investment Counsel Inc. | N/A | Burlington, Ontario, Canada | Financial Services | Burlington, Ontario, Canada | +1 9053314242 |
| 13 | | Chief Compliance Officer, Chief Aml Officer, Privacy Officer, Ombudsman | toronto | CA | | | N/A | Primerica | N/A | Duluth, Georgia, United States | Financial Services | Duluth, Georgia, United States | +1 2109277999 |
| 14 | | Chief Compliance Officer | N/A | CA | | | N/A | Caceis | N/A | Paris, Île-De-France, France | Investment Management | N/A | +1 2124039500 |
| 15 | | Chief Compliance Officer and Permanent Control Officer at Cacib Canada | montréal | CA | | | N/A | Crédit Agricole Cib | N/A | Courbevoie, Ile-De-France, France | Financial Services | N/A | +33 320636300 |
| 16 | | Senior Vice President, Deputy General Counsel and Chief Compliance Officer | N/A | CA | | | N/A | Bmo Financial Group | N/A | Toronto, Ontario, Canada | Financial Services | Toronto, Ontario, Canada | +1 8003725111 |
| 17 | | Vice President of Technology and Chief Compliance Officer | vancouver | CA | | | N/A | Emol Health | N/A | Royal Oak, Michigan, United States | Information Technology and Services | N/A | N/A |
| 18 | | Chief Compliance Officer and Head of Operations | N/A | CA | | | N/A | Triact Canada Marketplace Lp | N/A | Toronto, Ontario, Canada | Capital Markets | Toronto, Ontario, Canada | N/A |
| 19 | | Chief Compliance Officer | N/A | CA | | | N/A | New Coast Realty | N/A | Richmond, British Columbia, Canada | Real Estate | Richmond, British Columbia, Canada | N/A |
| 20 | | Chief Compliance Officer | waterloo | CA | | | N/A | Canfin Financial Group Of Companies | N/A | Toronto, Ontario, Canada | Financial Services | Toronto, Ontario, Canada | N/A |